The Committee for the Fiduciary Standard believes that investors have a right to know whether or not their advisor is acting in their best interests. For those investors and firms that believe the same, the Committee has drafted a straight-forward oath declaring an advisor’s commitment to adhere to a fiduciary ethic and, in so doing, be accountable for the advice to their clients. We call on all advisors to provide a signed copy of this oath every time they enter into an advisory relationship with a client. Similarly, we recommend that investors insist the oath be signed by their advisors before entering into a relationship.
Below you will find a list of firms that have attested to have provided signed copies of the oath to all of their clients and have committed to continue to do so to all future clients. If you would like to be listed among those firms making the fiduciary committment, please complete the following steps:
- Download a copy of the oath and decide that you are ready to make the commitment to all of your clients. If you would like to print a Fiduciary Oath to frame and hang on your wall, please choose from these two versions: Fiduciary Oath – I Will Certificate or Fiduciary Oath – We Believe Certificate.
- Send a signed copy of the oath to all of your existing clients. We have provided a sample cover letter that you may provide as well. You may provide your own cover letter.
- Send an email to the Committee for the Fiduciary Standard with the following information:
- Your firm’s name, location, and website URL
- The number of clients you currently have
- Copy and paste the following language into the body of the email: I attest that our firm has provided signed copies of the Fiduciary Oath, as provided to us by the Committee for the Fiduciary Standard, to every client we currently serve. We will continue providing signed copies of the Oath to each new client at the outset of the advisory relationship.
Committed firms:
Aegis Financial Advisory, LLC
Cupertino, CA and Lake Oswego, OR
www.aegisadvisory.com
Alliance Benefit Group of Illinois
Peoria, IL
www.abgil.com
Allodium Investment Consultants
Minneapolis, MN
www.aicria.com
Alpha Wealth Strategies, LLC
Houston, TX
www.AlphaWealthStrategies.com
AMDG Financial
Plymouth, MI
www.amdgservices.com
Anglia Advisors
New York, NY
www.angliaadvisors.com
Areté Wealth Strategists, LLC.
Minneapolis, MN and Berkeley, CA
www.arete-ws.com
Ashton Wealth Management
Golden, CO
www.AshtonWM.com
Aspen Leaf Partners
Golden, CO
www.aspenleafllc.com
Blue Spark Capital Advisors
New York, NY and Lenox, MA
www.bluesparkfinancial.com
Brown Wealth Management, LLC
Conyers, GA
www.brownwm.com
Buska Wealth Management, LLC
Rothschild, WI
www.investwithbuska.com
Caitlin John Private Wealth Management
Brighton, MI
caitlinjohn.com
Castle Rock Investment Company
Castle Rock, CO
castlerockinvesting.com
Clear Financial Strategies, Ltd.
Crystal Lake, IL
www.clear-financialstrategies.com
COCHRANWEALTH
Atlanta, GA
www.cochranwealth.com
Dennis Tidmore, Retirement Plan Specialist
Beachwood, OH
www.dennistidmore.com
Doster Financial Planning
San Diego, CA
www.dosterfinancialplanning.com
Elevate Financial
Oro Valley, AZ
elevatefin.com
Etzler Financial Advisors, LLC
Red Bluff, CA
www.etzlerfinancial.com
Evensky & Katz
Miami, FL and Lubbock, TX
www.evensky.com
Family First Financial Planning
Stuart, FL and Palm Beach Gardens, FL
www.familyfirstfinancial.com
Financial Management Concepts
Winter Springs, FL
www.IncredibleRetirement.com
GDM Advisory Group, Ltd.
Jenkintown, PA
www.gdmplan.com
Gibson Capital, LLC
Wexford, PA
www.gibsoncapital.com
Integrity Wealth Advisors
Granger, IN
www.integritywa.net
Montello Wealth Management, Inc.
Palm Beach Gardens, FL
www.montellowealth.com
Montlake Financial Services, LLC
Scottsdale, AZ
www.montlakefinancial.com
Personal Asset Management
Treasure Island, FL
www.personalam.com
R.W. Rogé & Company, Inc.
Bohemia, NY
www.rwroge.com
Staton Financial Advisors, LLC
Charlotte, NC
www.statonfinancial.com
Stonebridge Family Office
Stonebridge Investment Counsel
Nashville, TN
www.stonebridgeadvisers.com
Suncoast Advisory Group
Sarasota, FL
www.suncoastadvisorygroup.com
Synergist Wealth Advisors LLC
San Francisco and Carmel, CA
www.synergistwealth.com
TCM Wealth Advisors
Fairlawn, OH
www.tcmwealthadvisors.com
Thomas Jones Financial LLC
St. Clair Shores, MI
www.thomasjonesinvest.com
Upstate Financial Advisers
Greenville, SC
www.upstatefinancialadvisers.com
Victoria Oak, LLC
Laingsburg, MI
www.victoriaoak.com
Vintage Financial Services, LLC
Ann Arbor, MI
www.VintageFS.com
Wealthcare For Women
Atlanta, GA
www.wealthcareforwomen.com
Wiser Wealth Management, Inc
Marietta, GA
www.wiserinvestor.com