Feb 3, 2011 – INVITATION-Feb 10 Panel and Webcast on SEC Fiduciary Study
Jan. 23, 2011 — Committee Applauds SEC Study on Investment Advisers and Broker-Dealers as “Bold Blueprint” for Universal Fiduciary Standard
Jan. 3, 2011 — SEC Urged to Provide Equal Protection to Investors; Heed Dark Side of Disclosures
Dec. 21, 2010 – Committee Submits Comments on New Research on Disclosures to SEC
Nov. 11, 2010 –Committee Comment Letter to SEC on Enhancing Investment Adviser Examinations
Nov. 8, 2011 — Comment Letter to SEC on SIFMA Presentation on Harmonizing Fiduciary and Suitability Standards
Sep 16, 2010 – The Fiduciary Forum, Sept. 24, Washington DC
Sep 3, 2010 – Committee Submits ‘The Fiduciary Reference’ Academic Fiduciary Articles to SEC
Aug 31, 2010 – The Fiduciary Reference: Selected Articles on Fiduciary Duties Applicable to Personalized Investment Advice
Aug 24, 2010 – Sept 24 Forum on Fiduciary Standard in a Brokerage Setting
Aug 24, 2010 – Brokers Writing SEC Oppose Fiduciary Standard: Buyer Beware
Aug 24, 2010 – Do Brokers Understand the Fiduciary Standard? Where’s the Burden?
Aug 12, 2010 – Fiduciary Forum Sept 24, Washington DC
Aug 6, 2010 – Investors Urged to Write SEC Chairman Mary Schapiro
Jul 28, 2010 – Committee’s Statement on SEC’s Request for Comment on Fiduciary Study
Jul 21, 2010 – Call for Papers on Fiduciary Duty
Jul 21, 2010 – Press Release: Call for Papers on Fiduciary Duty
Jul 16, 2010 – Committee for the Fiduciary Standard Analysis of SEC Fiduciary Study
Jul 16, 2010 – Committee Applauds Senate Passage; Releases Goldman Video
Jun 29, 2010 – Advisor Leaders Urge Acceptance of Fiduciary Standard
Jun 29, 2010 – Family Office Fiduciary Statement
Jun 29, 2010 – The Committee at 365 Days
Mar 15, 2010 – Why the Survey is Unnecessary–Analysis of Johnson Amendment to Financial Reform Legislation
Mar 15, 2010 – Fiduciary Statement
Mar 15, 2010 – Nobel Laureates, American Leaders Urge Adoption of Fiduciary Standard
Mar 4, 2010 – Senate Banking Committee Contact Information
Feb 3, 2010 – Fiduciary Statement from The Committee for the Fiduciary Standard
Feb 3, 2010 – Frequently Asked Questions–The Committee for the Fiduciary Standard
Dec 2, 2009 – SEI Advisor Network Survey Finds Fiduciary Standard Widely Supported and Understood
Dec 2, 2009 – Survey: A Strong Majority of Brokers and Advisors Support and Understand Key Elements of the Fiduciary Standard
Oct 26, 2009 – Committee Recommends Changes in Investor Protection Act to Congress to Ensure Legislation Preserves Authentic Fiduciary Standard
Oct 20, 2009 – SIFMA Proposal Falls Short in Protecting Investors, Says Fiduciary Group in Letter to Congress
Oct 20, 2009 – Letter Regarding Investor Protection Act, Section 103
Oct 20, 2009 – Comparison of Authentic and “SIFMA” Fiduciary Standards
Sep 11, 2009 –Applying the Five Core Principles: Too Strong, Too Weak, Or Just Right?
Aug 3, 2009 – Five Core Fiduciary Principles Interest SEC Commissioners
Jul 29, 2009 – A Discussion of Some of the Differences Between the Regulatory Requirements of Brokers and RIAs
Jul 29, 2009 – The Committee for the Fiduciary Standard: Five Fundamental Fiduciary Principles